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Regulation of Financial Markets and Institutions Notes

Institution: College/University

Course: Bachelor of Commerce

Content Category: Lecture Notes

Posted By: PENTAMRK

Document Type: PDF

Number of Pages: 35

Price: KES 100
 
    

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Summary

Regulation of Financial Markets and Institutions Notes

Financial markets are among the most regulated markets in modern economies.
The main objectives of Regulation of Financial Markets include:
Customer Protection to ensure:
? Market failures are corrected
? Information asymmetry between suppliers of financial products and consumers is redressed
? Transparency – ensure full, plain, adequate and comparable information about prices,
terms and conditions of financial products
? Choice – ensure fair, non-coercive practices in selling financial products and services and
collection of payments
? Redress – inexpensive and speedy mechanisms to address complaints and resolve disputes
Maintaining financial stability because financial sector:
? affects long-term economic growth through its effect on the efficiency of intermediation
? allows for monitoring of the users of external funds, affecting thereby the productivity of
capital employed
? impacts the volume of saving, which influences the future income-generating capacity of
the economy
? affects the stability of the whole economy
...........................


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